Both regulators now have adopted landmark regulations that give advisers powerful rights to blow the whistle on impermissible conduct on the part of their current or former employers.
Advisers likely will find attorney representation to be beneficial for a host of reasons. Due to its familiarity with the securities industry, Eccleston Law is in a unique position to assist advisers file and document their whistleblower claims, meet critical deadlines, and deal with the SEC.
Moreover, the SEC in its final rule has acknowledged that “many whistleblowers may wish to provide information anonymously”, and specifically recognizes (indeed requires) representation of an attorney in that regard.
Eccleston Law welcomes all inquiries and will evaluate all possible whistleblower claims – at no charge of course. Should Eccleston Law file a claim on behalf of a whistleblower (anonymously or not), Eccleston Law will only be paid only on a contingency fee basis from any recovery when the claim is concluded. We look forward to assisting you.
FinancialCounsel.com, hosted by James J. Eccleston, is a companion website to this blog, along with EcclestonLaw.com. It contains complementary material of general interest to investors and financial services professionals. Investors will find material on securities arbitration to recover investment losses; industry and financial markets intelligence; and strategies for estate planning. Professionals have access to material on broker/adviser registration, regulation, compliance and disciplinary proceedings; industry and financial markets intelligence; strategies for estate planning; and broker/adviser employment litigation and injunctions, including defamation and non-competition/solicitation issues. 
