"Fiduciary Ethos; Living in a Fiduciary World" is superb guidance for any financial adviser serving as or planning to serve as a fiduciary to clients. Whether the adviser is a financial planner, wealth manager or retirement adviser, or whether the clients are retail, institutional, individuals, private trusts, foundations, endowments, or retirement plans, the publication written by Donald P. Trone is a must-read. Perhaps the best feature of the publication, endorsed by the Financial Planning Association (FPA), is that its guidance is grounded upon existing standards and codes promulgated by the FPA as well as the Certified Financial Planner (CFP) Board of Standards.
FinancialCounsel.com, hosted by James J. Eccleston, is a companion website to this blog, along with EcclestonLaw.com. It contains complementary material of general interest to investors and financial services professionals. Investors will find material on securities arbitration to recover investment losses; industry and financial markets intelligence; and strategies for estate planning. Professionals have access to material on broker/adviser registration, regulation, compliance and disciplinary proceedings; industry and financial markets intelligence; strategies for estate planning; and broker/adviser employment litigation and injunctions, including defamation and non-competition/solicitation issues. 
